WebThe term “ exchange ” means any organization, association, or group of persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise … Effective Date of 2010 Amendment. Amendment by Pub. L. 111–203 … WebDefinition of Person. As used in this Agreement, the term "Person" shall mean an individual, corporation, trust, partnership, limited liability company or partnership, joint venture, unincorporated organization, governmental authority or any agency or political subdivision thereof, or other entity. Sample 1 Sample 2 Sample 3 See All ( 11) Copy
Further Definition of “As a Part of a Regular Business” in …
WebExchange Act means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. Sample 1 Sample 2 Sample 3. Based on 46k … WebThe Securities Exchange Act of 1934 (the “Exchange Act”) is the primary federal legislation governing “brokers” and “dealers” in secu-rities.1 With certain exceptions, section 15 of the Exchange Act requires 1. As discussed below, the Exchange Act defines a “broker” and a “dealer” differently. factitious disorder imposed on self cases
Schedule 13D: What It Is, How to File, Requirements, Example - Investopedia
WebApr 11, 2024 · The form signifies to the public that a change of control, such as a hostile takeover or proxy fight, might be about to take place so that current shareholders in the company can make informed... WebFeb 10, 2024 · Section 13(f)(6)(A) of the Exchange Act defines the term “institutional investment manager” to include any person (other than a natural person) investing in, or … WebExchange Act Person means any natural person, entity or Group other than (i) the Company or any Subsidiary of the Company; (ii) any employee benefit plan (or related … does the moon affect lakes